| | SLO | ENG | Cookies and privacy

Bigger font | Smaller font
First page > Show document

Show document Help

Title:(CIVILNO)PRAVNA ODGOVORNOST PRI POSLOVANJU NA PODLAGI NOTRANJIH INFORMACIJ
Authors:ID Hiršl, Anita (Author)
ID Samec Berghaus, Nataša (Mentor) More about this mentor... New window
Files:.pdf UNI_Hirsl_Anita_2011.pdf (631,81 KB)
MD5: C68E245C8D9051F342F598E14575AC87
PID: 20.500.12556/dkum/80974653-c14f-4cd2-86a5-e41cc0ae64d7
 
Language:Slovenian
Work type:Undergraduate thesis
Organization:PF - Faculty of Law
Abstract:Zloraba notranjih informacij je ena najpogostejših kršitev poslovanja na organiziranem trgu z vrednostnimi papirji v današnjem času. Toda težavnost dokazovanja in odkrivanja poslovanja na podlagi notranjih informacij zamegljuje predstavo o resnični razširjenosti tega pojava. Narava ravnanja je taka, da ga je na trgu, kakršen je borza, zelo težko dokazati. Predmet diplomskega dela je obravnava problematike v zvezi z zlorabo notranjih informacij z vidika civilnega prava, predvsem ugotavljanja in vzpostavitve odškodninske odgovornosti. Uveljavljanje slednje je povezano s številnimi vprašanji, ki jih lahko delimo v dve skupini in sicer na tista, ki zadevajo pravno podlago za uveljavljanje odškodninskega zahtevka pri insiderskih poslih, sklop oškodovancev, probleme glede razporeditve dokaznega bremena pri predpostavkah odškodninske odgovornosti za sklenitev prepovedanega insiderskega posla, in na drugi strani na tista, ki se navezujejo na posamezne predpostavke, zlasti na obseg škode in s tem povezanega vprašanja višine odškodnine. Prav ti problemi so predstavljeni v diplomski nalogi. V ZDA se pomen teh civilnih sankcij poudarja, ker se insiderski posli uvrščajo med zelo težko dokazljiva kazniva dejanja. Dokazno breme v civilnih pravdah je lažje in s tem bi tudi pri nas prišlo do več obsodilnih civilnih sodb, na podlagi katerih bi domnevni insiderji plačali veliko več, kot bi nezakonito pridobili. Efekt tovrstne ureditve bi bil tudi preventivne narave, saj bi potencialne storilce odvračal od poslovanja na podlagi notranjih informacij. Zakonodajalec mora v Republiki Sloveniji urediti in vzpostaviti sistem civilnopravnih sankcij za primere poslovanja na podlagi notranjih informacij po vzoru ZDA in povečati pooblastila ATVP ter na ta način zapolniti precejšnje pravne praznine ter tako zaokrožiti pravni sistem na tem področju. To bi močno vplivalo na povečanje števila pregonov domnevnih insiderjev.
Keywords:insider, zloraba notranjih informacij, javna objava, notranja informacija, vrednostni papir, trg finančnih instrumentov, civilna odgovornost, škoda
Place of publishing:Murska Sobota
Publisher:[A. Hiršl]
Year of publishing:2011
PID:20.500.12556/DKUM-19401 New window
UDC:34(043.2)
COBISS.SI-ID:4240427 New window
NUK URN:URN:SI:UM:DK:1IT84TKH
Publication date in DKUM:18.07.2011
Views:2590
Downloads:276
Metadata:XML DC-XML DC-RDF
Categories:PF
:
HIRŠL, Anita, 2011, (CIVILNO)PRAVNA ODGOVORNOST PRI POSLOVANJU NA PODLAGI NOTRANJIH INFORMACIJ [online]. Bachelor’s thesis. Murska Sobota : A. Hiršl. [Accessed 24 April 2025]. Retrieved from: https://dk.um.si/IzpisGradiva.php?lang=eng&id=19401
Copy citation
  
Average score:
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
(0 votes)
Your score:Voting is allowed only for logged in users.
Share:Bookmark and Share


Hover the mouse pointer over a document title to show the abstract or click on the title to get all document metadata.

Secondary language

Language:English
Title:Civil liability for insider trading
Abstract:Nowadays the abuse of insider information is one of the most frequent violations of doing business on the organized stock market. However, the difficulty of proving and detecting business which is based on insider information blurs the real range of this phenomenon. The nature of such business is such that on a market, such as the stock market, it is really hard to prove it. The subject of my thesis is problems connected with the abuse of insider information from the point of view of civil law and above all the detection of it as well as establishing liability. Doing the latter is linked with numerous questions, which can be put in two groups: those that require legal basis for establishing liability for insider business, the group of the wronged parties and problems with allocating the burden of proof with presumptions of liability for the illegal insider deal on the one hand, and those that are linked to individual presumptions, especially on the range of damage and the question of the amount of the compensation on the other. It is those problems that are presented in this thesis. In the USA the significance of those civil sanctions is emphasised because the insider deals are criminal acts that are hard to be established by evidence. The burden of proof in civil suits is easier and that way also in Slovenia there would be more civil sentences, on the basis of which the supposed insiders would pay even more than they would illegally gain. The effect of such regulation would be preventive, as it would deter the potential perpetrators from doing business on the basis of insider information. The legislator in the Republic of Slovenia is to establish and set up a system of civil penalties for the cases of doing business on the basis of insider information following the USA model and increase the powers of ATVP and this way fill in quite big legal gaps and round up the legal system in this field. That would have a great effect on the increase of persecutions of the supposed insiders.
Keywords:insider, reliance, causation, civil liability, corporations


Comments

Leave comment

You must log in to leave a comment.

Comments (0)
0 - 0 / 0
 
There are no comments!

Back
Logos of partners University of Maribor University of Ljubljana University of Primorska University of Nova Gorica